AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
WH

William H. Hayward

Some features on this profile are disabled
CRD#: 1633068
WH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Horace Hayward, who also goes by William Hayward, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1989. William had worked at 5 firms and has passed the Series 6 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


William Hayward

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 30, 2012 - June 13, 2013

1851 SECURITIES, INC

BD
CRD#: 153006
EAST GREENBUSH, NY
Past

August 16, 1999 - February 19, 2003

KEYPORT FINANCIAL SERVICES CORP.

BD
CRD#: 8127
WELLESLEY HILLS, MA
Past

July 16, 1999 - July 21, 1999

MANUFACTURERS SECURITIES SERVICES, LLC

BD
CRD#: 16009
BOSTON, MA
Past

November 3, 1994 - June 8, 1998

VERAVEST INVESTMENTS, INC.

BD
CRD#: 3960
WORCESTER, MA
Past

February 25, 1992 - September 19, 1994

MANUFACTURERS SECURITIES SERVICES, LLC

BD
CRD#: 16009
BOSTON, MA
Past

May 22, 1989 - May 24, 1991

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 5496
WELLESLEY HILLS, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 6
Date: 3/29/2012
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam

Current Firm


1S
1851 SECURITIES, INC
1851 SECURITIES, INC

CRD#: 153006 / SEC#: , 8-68495

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
One American Row, Hartford, CT 06102
Mailing Address
One American Row, Hartford, CT 06102
Phone number
(860) 403-5783
Established
Delaware since 01/06/2010
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
NSRE BD HOLDCO, LLCPARENT COMPANY
ANDERSON, STEPHEN FRANCISCHIEF COMPLIANCE OFFICER1181095
BUCKINGHAM, THOMAS MARTINDIRECTOR
GUAZZELLI, SUSAN LEEDIRECTOR3248683
HOSNER, PETER WILLIAM JRCFO, PFO, POO, FINOP3233909
SHAO, JUNPINGPRESIDENT7637837

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


1851 SECURITIES, INC

CRD#: 153006

TRUST BUT VERIFY

Monitor William Hayward

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.