Paul B. Plesser
Professional summary
Paul Bennett Plesser, who also goes by Paul Bennett Plesser, Paul B Plesser, Plesser, is a registered financial advisor currently at INNOVATIVE FAMILY OFFICE LLC located in Woodmere, New York.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Paul has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Bennett Plesser's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2024 - Present
INNOVATIVE FAMILY OFFICE LLC
January 13, 2022 - December 9, 2024
MML INVESTORS SERVICES, LLC
November 20, 2021 - December 9, 2024
MML INVESTORS SERVICES, LLC
January 11, 1989 - August 29, 1989
J.P. MORGAN SECURITIES INC.
February 26, 1987 - December 24, 1992
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
INNOVATIVE FAMILY OFFICE LLC
CRD#: 329496 / SEC#: 801-129455
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/5/2024)
Exams
Series 7TO
Date: 11/20/2021
General Securities Representative ExaminationCurrent Firm
INNOVATIVE FAMILY OFFICE LLC
CRD#: 329496 / SEC#: 801-129455
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 54 |
| AUM (Assets Under Management) | $ 21,515,719 |
Red Flags
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