Judah L. Wernick
Professional summary
Judah Liev Wernick was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Judah is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Judah had worked at 4 firms, which includes PATTERSON TRAVIS INC., S. B. CANTOR & CO. INC., M. RIMSON & CO. INC., BROWNSTONE-SMITH SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 1994 - June 27, 2000
PATTERSON TRAVIS, INC.
September 27, 1991 - September 21, 1994
S. B. CANTOR & CO., INC.
July 8, 1988 - September 24, 1991
M. RIMSON & CO., INC.
February 26, 1987 - July 16, 1988
BROWNSTONE-SMITH SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
PATTERSON TRAVIS, INC.
CRD#: 16540 / SEC#: , 8-34364
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
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