Erika E. Yelle
Professional summary
Erika Eng Yelle, who also goes by Erika Joan Eng, is a registered financial professional currently at COLDSTREAM SECURITIES, INC. located in Bellevue, Washington.
Erika is registered as a RR (Registered Representative) and started their career in finance in 1992. Erika has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erika Eng Yelle's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2002 - Present
COLDSTREAM SECURITIES, INC.
Office #1: One 100th Avenue Ne Suite 102, Bellevue, WA 98004Office #2: One 100th Avenue Ne Suite 102, Bellevue, WA 98004August 17, 1992 - June 28, 2002
HARRIS INVESTORLINE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/28/2015)
(10/5/2023)
(1/29/2016)
(4/26/2016)
(12/28/2015)
(12/20/2002)
(12/20/2002)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
COLDSTREAM SECURITIES, INC.
CRD#: 46835 / SEC#: , 8-51549
Contact information
FINRA licenses (12 States and Territories)
Disclosures
| Regulatory Event | 1 |
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