Barry M. Milstein

FINANCIAL NORTHEASTERN SECURITIES

Fairfield, NJ 07004

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CRD#: 1632450

Professional summary

Barry Mitchell Milstein is a registered financial advisor currently at FINANCIAL NORTHEASTERN SECURITIES, INC. located in Fairfield, New Jersey.

Barry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Barry has worked at 1 firm and has passed the Series 65, Series 63, Series 72, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Mitchell Milstein's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Barry Mitchell Milstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2006 - Present

FINANCIAL NORTHEASTERN SECURITIES, INC.

Office #1: 100 Passaic Avenue, Fairfield, NJ 07004Office #2: 100 Passaic Avenue One Greenbrook Corporate Center, Fairfield, NJ 07004Office #3: 100 Passaic Avenue, Fairfield, NJ 07004

RIA

CRD#: 17007

Fairfield, NJ

Current

May 15, 1987 - Present

FINANCIAL NORTHEASTERN SECURITIES, INC.

Office #1: 100 Passaic Avenue, Fairfield, NJ 07004Office #2: 100 Passaic Avenue, Fairfield, NJ 07004

RIA

CRD#: 17007

Fairfield, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/17/2000)

California
(6/15/1994)

Colorado
(6/23/1999)

Connecticut
(7/16/1996)

District of Columbia
(7/19/1996)

Florida
(2/26/1990)

Georgia
(4/26/1994)

Hawaii
(7/31/2002)

Illinois
(1/16/1989)

Kentucky
(4/15/2015)

Maryland
(7/16/1996)

Massachusetts
(2/8/1989)

Michigan
(7/16/1996)

Minnesota
(5/13/1993)

Mississippi
(4/15/2015)

Missouri
(11/26/2008)

Montana
(1/7/2010)

New Jersey
(2/27/1987)

IAR

New Jersey
(1/18/2007)

New Mexico
(4/7/1998)

New York
(11/10/1987)

North Carolina
(11/15/2001)

Oklahoma
(1/27/2009)

Pennsylvania
(11/5/1988)

Rhode Island
(7/6/2016)

South Carolina
(1/21/1998)

Tennessee
(7/16/1996)

Texas
(7/16/1996)

Virginia
(7/12/1991)

Wisconsin
(8/9/1989)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/29/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/18/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 72

Date: 1/2/2023

Government Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/11/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FINANCIAL NORTHEASTERN SECURITIES, INC.

FINANCIAL NORTHEASTERN SECURITIES, INC. | FNC INVESTMENTS CORPORATION

CRD#: 17007 / SEC#: , 8-34883

California

Registered Investment Advisory firm - SEC (8/11/2011 Terminated)

Florida

Registered Investment Advisory firm - SEC (2/28/2002 Approved)

New Jersey

Registered Investment Advisory firm - SEC (6/23/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

100 Passaic Avenue One Greenbrook Corporate Center, Fairfield, NJ 07004

Mailing Address

100 Passaic Avenue 100, Fairfield, NJ 07004

Phone number

(973) 882-9337

Established

New Jersey since 02/14/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ZAGE, JEFFREY P	CEO, PRESIDENT, GP	1286688
ZAGE, STEVEN MARTIN	VP, SEC	1314965
KISS, SANDRALIN JOSEPHINE	EXEC VP, COO, FINOP, CCO	1093671
MILLAHN, FLORENCE A	DIRECTOR OF OPERATIONS, ROSFP	2786661
MILSTEIN, BARRY MITCHELL	EVP	1632450

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Barry M. Milstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Mitchell Milstein's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Barry Mitchell Milstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL NORTHEASTERN SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/29/1999

Series 63

Date: 6/18/1987

Series 72

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/21/1987

Series 24

Date: 4/11/2000

FINRA

Current Firm

FINANCIAL NORTHEASTERN SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FINANCIAL NORTHEASTERN SECURITIES, INC.

TRUST BUT VERIFY

Contact information

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