David P. Duthie
Professional summary
David Paul Duthie, who also goes by David Duthie, David Patrick Duthie, is a registered financial professional currently at BAY CREST PARTNERS, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1987. David has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Paul Duthie's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2024 - Present
BAY CREST PARTNERS, LLC
Office #1: 40 Wall Street 42nd Floor, New York, NY 10005May 17, 2017 - February 15, 2024
THE VERTICAL GROUP
May 24, 2006 - May 25, 2017
OTR GLOBAL TRADING LLC
June 30, 1993 - December 31, 2008
OTA LLC
June 23, 1992 - July 12, 1993
DUNLEVY & CO., INCORPORATED
March 24, 1987 - January 15, 1992
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2024)
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/20/1999
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BAY CREST PARTNERS, LLC
CRD#: 39944 / SEC#: , 8-48931
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
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