Pamela L. Woods
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Louise Woods, who also goes by Pamela Louise Hobbs, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1987. Pamela had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 1993 - November 4, 1994
TELARO SECURITIES, INC.
May 8, 1992 - April 27, 1993
STUART, COLEMAN & CO., INC.
January 8, 1991 - November 20, 1991
STUART, COLEMAN & CO., INC.
September 24, 1987 - January 18, 1989
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TELARO SECURITIES, INC.
CRD#: 26983 / SEC#: , 8-42827
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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