Michael Zaman
Professional summary
Michael Zaman was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Michael had worked at 6 firms, which includes SMITH BENTON & HUGHES INC., NTB FINANCIAL CORPORATION, MALONE & ASSOCIATES INC., FAIRCHILD FINANCIAL GROUP INC., MARSHALL DAVIS INC., BLINDER ROBINSON & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 1991 - April 23, 1998
SMITH, BENTON & HUGHES, INC.
January 25, 1991 - May 3, 1991
NTB FINANCIAL CORPORATION
August 13, 1990 - February 22, 1991
MALONE & ASSOCIATES, INC.
November 20, 1989 - August 14, 1990
FAIRCHILD FINANCIAL GROUP, INC.
July 23, 1987 - November 29, 1989
MARSHALL DAVIS, INC.
April 29, 1987 - July 22, 1987
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SMITH, BENTON & HUGHES, INC.
CRD#: 20877 / SEC#: , 8-38535
Contact information
Documents
Red Flags
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