Barry L. Adams
Professional summary
Barry Lee Adams was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Barry is a previously registered financial advisor and started their career in finance in 1987. Prior to being barred, Barry had worked at 8 firms, which includes OBS FINANCIAL, OBS BROKERAGE SERVICES INC., NATCITY INSURANCE SERVICES INC., NATCITY INVESTMENTS INC., KEYBANC CAPITAL MARKETS INC., KEY INVESTMENTS INC., SOCIETY INVESTMENTS INC., EDWARD JONES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2006 - December 6, 2013
OBS FINANCIAL
March 7, 2003 - December 6, 2013
OBS BROKERAGE SERVICES, INC.
March 5, 2003 - July 11, 2006
OBS BROKERAGE SERVICES, INC.
November 26, 2001 - January 25, 2002
NATCITY INSURANCE SERVICES, INC.
November 26, 2001 - October 29, 2002
NATCITY INVESTMENTS, INC.
May 14, 1999 - December 18, 2001
KEYBANC CAPITAL MARKETS INC.
March 3, 1995 - May 14, 1999
KEY INVESTMENTS INC.
February 1, 1991 - March 3, 1995
SOCIETY INVESTMENTS, INC.
February 24, 1987 - January 25, 1991
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
OBS FINANCIAL
CRD#: 138615 / SEC#: 801-65110
Contact information
Red Flags
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