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Eric Hemond

CRD# 1631892·Registered 1987 - 2000
Previously Registered: Being a previously registered professional could mean that Eric is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eric Hemond was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 1987 - 2000. Eric had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

HORIZON CAPITAL, INC.·CRD# 41362
BD
Sarasota, FL
March 18, 1998 - July 26, 2000
NORTHEAST SECURITIES, LLC·CRD# 25996
BD
Mitchelfield, NY
October 27, 1997 - February 23, 1998
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
San Diego, CA
October 1, 1996 - August 6, 1997
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
March 10, 1994 - September 10, 1996
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
November 25, 1988 - March 18, 1994
LEHMAN BROTHERS INC.·CRD# 7506
BD
April 11, 1988 - December 13, 1988
E. F. HUTTON & COMPANY INC·CRD# 235
BD
January 25, 1988 - April 11, 1988
MORGAN STANLEY DW INC.·CRD# 7556
BD
June 15, 1987 - February 2, 1988
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
March 25, 1987 - May 8, 1987

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Current Firm

HC
HORIZON CAPITAL, INC.

HORIZON CAPITAL, INC.

CRD#: 41362 / SEC#: 8-49523
BD
Terminated by SEC on 01/28/2002

Contact Information

Established

Florida since 03/15/1996

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
DRIZOS, NICHOLAS GUSTPRESIDENT500632
RACASI, GERARD WILLIAMTRADER831249
WENDT, WENDY ANNFINANCIAL & OPERATIONS PRINCIPAL1144621

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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