Eric Hemond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Hemond was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1987. Eric had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 1998 - July 26, 2000
HORIZON CAPITAL, INC.
October 27, 1997 - February 23, 1998
NORTHEAST SECURITIES, LLC
October 1, 1996 - August 6, 1997
FIRST ALLIED SECURITIES, INC.
March 10, 1994 - September 10, 1996
CITIGROUP GLOBAL MARKETS INC.
November 25, 1988 - March 18, 1994
RAYMOND JAMES & ASSOCIATES, INC.
April 11, 1988 - December 13, 1988
LEHMAN BROTHERS INC.
January 25, 1988 - April 11, 1988
E. F. HUTTON & COMPANY INC
June 15, 1987 - February 2, 1988
MORGAN STANLEY DW INC.
March 25, 1987 - May 8, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HORIZON CAPITAL, INC.
CRD#: 41362 / SEC#: , 8-49523
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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