John B. Sheerin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Bennett Sheerin, who also goes by John Sheerin, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 3 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2006 - December 7, 2012
CORNERSTONE FINANCIAL SERVICES, INC.
November 24, 1998 - December 31, 2004
BTS ASSET MANAGEMENT, INC.
February 8, 1989 - December 7, 2012
CORNERSTONE FINANCIAL SERVICES, INC.
February 19, 1987 - December 19, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORNERSTONE FINANCIAL SERVICES, INC.
CRD#: 20627 / SEC#: , 8-38383
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
