Stephen Engel
Professional summary
Stephen Engel, who also goes by Stephen Blaise Engel, Steve Engel, is a registered financial advisor currently at SIOL WEALTH ADVISORS located in Minneapolis, Minnesota.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Stephen has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Engel's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2024 - Present
SIOL WEALTH ADVISORS
February 27, 2004 - January 5, 2023
U.S. BANCORP INVESTMENTS, INC.
December 1, 2001 - October 7, 2002
U.S. BANCORP INVESTMENTS, INC.
January 3, 2001 - December 1, 2001
FIRSTAR INVESTMENT SERVICES,INC.
March 12, 1997 - August 18, 1999
FIRSTAR INVESTMENT SERVICES,INC.
May 23, 1994 - December 9, 1996
INTERVEST INTERNATIONAL EQUITIES CORPORATION
February 26, 1993 - May 23, 1994
PROGRAMMED EQUITIES CORPORATION
December 14, 1989 - December 31, 1992
WOODBURY FINANCIAL SERVICES, INC.
May 21, 1987 - January 7, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/16/2024)
Exams
Current Firm
SIOL WEALTH ADVISORS
CRD#: 329032 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 37,783,727 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
