PC
Peter C. Claeys
ARBOR FINANCIAL SERVICES
Downers Grove, IL 60515
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CRD#: 1631691
PC
Professional summary
Peter Charles Claeys, CFP®, CIMA® is a registered financial advisor currently at ARBOR FINANCIAL SERVICES, LLC located in Downers Grove, Illinois.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Peter has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
05/04/2011: OTHER-HOLDING COMPANY - PROFITABILITY CONCEPTS & CONSULTING, LLC - THIS IS CURRENTLY A HOLDING COMPANY ONLY FOR 100% OWNERSHIP OF ARBOR FINANCIAL SERVICES, LLC. - DOWNERS GROVE, IL.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Charles Claeys's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
October 2, 2009 - Present
ARBOR FINANCIAL SERVICES, LLC
Office #1: 2001 Butterfield Road Suite 500, Downers Grove, IL 60515RIA
CRD#: 150713
Downers Grove, IL
Past
May 13, 2011 - March 24, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
DOWNERS GROVE, IL
Past
June 1, 2009 - October 28, 2009
MORGAN STANLEY
RIA
CRD#: 149777
OAK BROOK, IL
Past
June 1, 2009 - October 28, 2009
MORGAN STANLEY
BD
CRD#: 149777
OAK BROOK, IL
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
OAK BROOK, IL
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
OAK BROOK, IL
Past
February 14, 1999 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
OAK BROOK, IL
Past
January 10, 1994 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
OAK BROOK, IL
Past
July 31, 1993 - January 11, 1994
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
July 21, 1989 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
February 27, 1987 - May 30, 1989
MACGREGOR FINANCIAL SECURITIES, INC.
BD
CRD#: 10947
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ARBOR FINANCIAL SERVICES, LLC
AMERICAN NATIONAL INVESTMENT ADVISORS, LLC | ARBOR FINANCIAL SERVICES, LLC
CRD#: 150713 / SEC#: 801-121507
RIA
Registered Investment Advisory firm - (6/14/2021 Approved)Arkansas
Registered Investment Advisory firm - (10/19/2015 Terminated)Colorado
Registered Investment Advisory firm - (8/16/2021 Terminated)Florida
Registered Investment Advisory firm - (8/13/2021 Terminated)Illinois
Registered Investment Advisory firm - (6/14/2021 Terminated)Indiana
Registered Investment Advisory firm - (8/13/2021 Terminated)Michigan
Registered Investment Advisory firm - (8/13/2021 Terminated)Tennessee
Registered Investment Advisory firm - (10/21/2015 Terminated)Texas
Registered Investment Advisory firm - (8/13/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (7/24/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(10/2/2009)
IAR
Texas(4/9/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AF
ARBOR FINANCIAL SERVICES, LLC
AMERICAN NATIONAL INVESTMENT ADVISORS, LLC | ARBOR FINANCIAL SERVICES, LLC
CRD#: 150713 / SEC#: 801-121507
RIA
Registered Investment Advisory firm - (6/14/2021 Approved)Arkansas
Registered Investment Advisory firm - (10/19/2015 Terminated)Colorado
Registered Investment Advisory firm - (8/16/2021 Terminated)Florida
Registered Investment Advisory firm - (8/13/2021 Terminated)Illinois
Registered Investment Advisory firm - (6/14/2021 Terminated)Indiana
Registered Investment Advisory firm - (8/13/2021 Terminated)Michigan
Registered Investment Advisory firm - (8/13/2021 Terminated)Tennessee
Registered Investment Advisory firm - (10/21/2015 Terminated)Texas
Registered Investment Advisory firm - (8/13/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (7/24/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2001 Butterfield Road Suite 500, Downers Grove, IL 60515
Mailing Address
Phone number
(630) 701-9080
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 385 |
| AUM (Assets Under Management) | $ 113,405,818 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
