Jeffrey A. Hunt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Allen Hunt, who also goes by Jeff Hunt, Jeffrey Allen Hunt, Jeffrey Hunt, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1987. Jeffrey had worked at 13 firms and has passed the Series 66, Series 6TO, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2024 - September 10, 2024
ALLSTATE FINANCIAL SERVICES, LLC
October 6, 2021 - November 16, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 8, 2021 - November 10, 2021
FIDELITY BROKERAGE SERVICES LLC
October 23, 2018 - January 22, 2021
EQUITABLE DISTRIBUTORS, LLC
February 27, 2017 - October 9, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 27, 2017 - October 9, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 5, 2015 - March 6, 2017
EQUITABLE ADVISORS, LLC
August 4, 2015 - March 6, 2017
EQUITABLE ADVISORS, LLC
July 14, 2014 - August 5, 2015
WFG ADVISORS, LP
July 8, 2014 - August 5, 2015
WFG INVESTMENTS, INC.
August 23, 2006 - June 18, 2014
VALIC FINANCIAL ADVISORS, INC.
August 2, 2006 - June 18, 2014
VALIC FINANCIAL ADVISORS, INC.
June 22, 2000 - July 31, 2006
VOYA FINANCIAL PARTNERS, LLC
December 8, 1995 - September 22, 2000
AETNA FINANCIAL SERVICES, INC.
October 15, 1993 - July 31, 2006
VOYA FINANCIAL PARTNERS, LLC
July 8, 1991 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
March 6, 1987 - July 12, 1991
THE VARIABLE ANNUITY MARKETING COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 12/21/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
