BP
Brian C. Parker
SUPREME ALLIANCE LLC
Timberlake, NC
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CRD#: 1631408
BP
Professional summary
Brian Craig Parker is a registered financial advisor currently at SUPREME ALLIANCE LLC located in Timberlake, North Carolina.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Brian has worked at 9 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Women's Veterans Support Services; Board Member; Raleigh, NC; 1 hr/mo during trading hours; non business related; nonprofit; attend board meetings by phone; no compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Craig Parker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Craig Parker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2022 - Present
SUPREME ALLIANCE LLC
RIA
BD
CRD#: 45348
Timberlake, NC
Current
July 1, 2021 - Present
SUPREME ALLIANCE LLC
Office #1: 14804 Resolves Lane, Charlotte, NC 28277RIA
BD
CRD#: 45348
Charlotte, NC
Past
September 16, 2020 - June 17, 2021
NEWBRIDGE SECURITIES CORPORATION
BD
CRD#: 104065
BOCA RATON, FL
Past
March 7, 2011 - September 4, 2020
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
TIMBERLAKE, NC
Past
October 4, 2010 - September 4, 2020
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
TIMBERLAKE, NC
Past
April 3, 2006 - September 17, 2010
STIFEL INDEPENDENT ADVISORS, LLC
BD
CRD#: 28218
LITHIA, FL
Past
October 31, 2005 - April 7, 2006
OSAIC SERVICES, INC.
BD
CRD#: 133763
CLEARWATER, FL
Past
December 2, 2004 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
September 19, 2003 - November 18, 2004
LEGG MASON WOOD WALKER, INCORPORATED
RIA
CRD#: 6555
TAMPA, FL
Past
September 12, 2003 - November 18, 2004
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
October 6, 2000 - September 22, 2003
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
CLEARWATER, FL
Past
October 5, 2000 - September 22, 2003
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
April 23, 1987 - February 10, 1988
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SUPREME ALLIANCE LLC
BMS INTERNATIONAL INCORPORATED | SUPREME ALLIANCE LLC | JONES, MICHAEL
CRD#: 45348 / SEC#: 801-108980, 8-51046
RIA
Registered Investment Advisory firm - SEC (1/23/2017 Approved)Idaho
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Iowa
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Kentucky
Registered Investment Advisory firm - SEC (3/22/2017 Terminated)Louisiana
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Maryland
Registered Investment Advisory firm - SEC (3/30/2016 Terminated)North Carolina
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Ohio
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Texas
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/16/2023)
IAR
California(2/24/2023)
RR
Florida(2/3/2025)
IAR
Florida(2/6/2025)
RR
Georgia(3/31/2023)
IAR
Georgia(3/31/2023)
RR
Indiana(6/27/2023)
IAR
Indiana(6/27/2023)
RR
Louisiana(10/14/2024)
IAR
Louisiana(10/14/2024)
RR
Michigan(4/30/2024)
IAR
Michigan(4/30/2024)
RR
Minnesota(4/10/2023)
IAR
Minnesota(4/25/2023)
RR
New Jersey(3/26/2025)
IAR
New Jersey(3/27/2025)
IAR
New York(5/12/2022)
RR
New York(5/14/2022)
RR
North Carolina(11/15/2021)
IAR
North Carolina(4/1/2022)
RR
Ohio(9/8/2024)
IAR
Ohio(12/11/2024)
RR
Pennsylvania(6/14/2022)
IAR
Pennsylvania(6/14/2022)
RR
South Carolina(12/18/2023)
IAR
South Carolina(2/12/2025)
RR
Texas(2/7/2025)
IAR
Texas(2/12/2025)
RR
Virginia(12/13/2024)
IAR
Virginia(1/6/2025)
RR
West Virginia(10/5/2023)
IAR
West Virginia(10/20/2023)
RR
Wisconsin(4/23/2025)
IAR
Wisconsin(4/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SUPREME ALLIANCE LLC
BMS INTERNATIONAL INCORPORATED | SUPREME ALLIANCE LLC | JONES, MICHAEL
CRD#: 45348 / SEC#: 801-108980, 8-51046
RIA
Registered Investment Advisory firm - SEC (1/23/2017 Approved)Idaho
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Iowa
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Kentucky
Registered Investment Advisory firm - SEC (3/22/2017 Terminated)Louisiana
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Maryland
Registered Investment Advisory firm - SEC (3/30/2016 Terminated)North Carolina
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Ohio
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Texas
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
14804 Resolves Lane, Charlotte, NC 28277
Mailing Address
2187 Ivy Crest Drive, Bellbrook, OH 45305
Phone number
(561) 460-2870
Established
Delaware since 03/04/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
14
SEC notice filing (37 States and Territories)
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSURANCE DISTRIBUTION CONSULTING LLC | OWNER | |
| HUSBANDS, ROGER BRENT | COMPLIANCE PRINCIPAL | 845110 |
| JONES, MICHAEL WASHINGTON | FINOP / CEO / CCO |
Regulatory assets under management
| Total Number of Accounts | 77 |
| AUM (Assets Under Management) | $ 18,279,631 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
