James Michael Mohen
Professional Summary
James Michael Mohen, who also goes by James M Mohen, James Mohen, is a registered financial advisor currently at 303 ALTERNATIVES, LLC located in Chicago, Illinois. James is registered as a RR (Registered Representative) and started their career in finance in 2012. James has worked at 2 firms and has passed the Series 7TO, SIE, Series 99, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James M Mohen, James Mohen
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
303 ALTERNATIVES, LLC | 303 CAPITAL MARKETS, LLC
Contact Information
Main Address
401 West Superior Street, Chicago, IL 60654Mailing Address
401 West Superior Street, Chicago, IL 60654Phone Number
(312) 605-8000Established
Delaware since 10/23/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Michael Mohen's CRS (Customer Relationship Summary).
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