James M. Mohen
Professional summary
James Michael Mohen, who also goes by James M Mohen, James Mohen, is a registered financial professional currently at 303 ALTERNATIVES, LLC located in Chicago, Illinois.
James is registered as a RR (Registered Representative) and started their career in finance in 2012. James has worked at 2 firms and has passed the Series 7TO, SIE and Series 99 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Michael Mohen's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2026 - Present
303 ALTERNATIVES, LLC
Office #1: 401 West Superior Street, Chicago, IL 60654September 12, 2012 - November 8, 2018
UBS SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 8/13/2026
General Securities Representative ExaminationFINRA
Current Firm
303 ALTERNATIVES, LLC
CRD#: 166675 / SEC#: , 8-69225
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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Company Information
303 ALTERNATIVES, LLC
CRD#: 166675Chicago, IL 60654TRUST BUT VERIFY
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