David T. Morgan
THE HIGH NET WORTH ADVISORY GROUP | Managing Partner
Naples, FL 34108
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CRD#: 1631179
Professional summary
David Taylor Morgan, CFP®, who also goes by David T Morgan, is a registered financial advisor currently at THE HIGH NET WORTH ADVISORY GROUP, LLC located in Naples, Florida.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. David has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 3, Series 24 and Series 8 exams.
Question & Answer
What are your service offerings?
Philanthropic services
Financial planning
Trust & estate planning
Executive services/Equity comp...
Insurance
Trading individual securities
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
David T Morgan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Real Estate Development Address: Naples, FL Nature of the Business: Real Estate Development Position/Title: Officer - CEO Investment Related:Yes Start Date: 10/31/2019 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 0 Description of duties: Oversee my family's purchase and likely sale of any real estate that my wife and daughter decide to buy to fix up and sell. 2) Self Employed Florida Insurance Agent, investment related, Naples, FL, Start Date 04/1998, approximately 1-5 hours per month with all hours during securities trading hours, licensed in Life/Health/Annuities
CRS (Client Relationship Summary) - RIA
Click below to view David Taylor Morgan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
September 28, 2020 - Present
THE HIGH NET WORTH ADVISORY GROUP, LLC
Office #1: 8880 Tamiami Trail North, Naples, FL 34108RIA
CRD#: 309997
Naples, FL
Past
August 5, 2020 - August 6, 2020
THE HIGH NET WORTH ADVISORY GROUP, LLC
RIA
CRD#: 309997
NAPLES, FL
Past
September 30, 1997 - October 2, 2020
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
NAPLES, FL
Past
September 24, 1997 - October 2, 2020
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
NAPLES, FL
Past
October 21, 1994 - October 23, 1995
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
June 24, 1987 - September 21, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
BD
CRD#: 7323
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE HIGH NET WORTH ADVISORY GROUP, LLC
ADVISORY GROUP | ULTRA HIGH NET WORTH ADVISORY GROUP | THE HIGH NET WORTH ADVISORY GROUP, LLC
CRD#: 309997 / SEC#: 801-119234
RIA
Registered Investment Advisory firm - (8/5/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/28/2020)
IAR
Louisiana(10/5/2020)
IAR
Texas(10/5/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 8/28/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TH
THE HIGH NET WORTH ADVISORY GROUP, LLC
ADVISORY GROUP | ULTRA HIGH NET WORTH ADVISORY GROUP | THE HIGH NET WORTH ADVISORY GROUP, LLC
CRD#: 309997 / SEC#: 801-119234
RIA
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Contact information
Main Address
8880 Tamiami Trail North, Naples, FL 34108
Mailing Address
Phone number
+1 (866) 906-2325
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,119 |
| AUM (Assets Under Management) | $ 769,848,336 |
Red Flags
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Company Information
THE HIGH NET WORTH ADVISORY GROUP, LLC
Managing PartnerCRD#: 309997Naples, FL 34108TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
