David Taylor Morgan
CFP®Professional Summary
David Taylor Morgan, CFP®, who also goes by David T Morgan, is a registered financial advisor currently at THE HIGH NET WORTH ADVISORY GROUP, LLC located in Naples, Florida. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. David has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 3, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Estate & Legacy Planning
- Financial Planning
- Risk Management & Insurance
- Investment Management
- Retirement Planning
Specializations
Other Aliases
David T Morgan
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AUSDAL FINANCIAL PARTNERS, INC.
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Videos & Posts
This advisor has not added any videos or posts yet.
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AUSDAL FINANCIAL PARTNERS, INC.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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AUSDAL FINANCIAL PARTNERS, INC.
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Disclosures on record.
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Credentials
Years of Experience
39 years registered in the securities industry
Current & Past Employments
Current
Past
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AUSDAL FINANCIAL PARTNERS, INC.
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Current Firm
ADVISORY GROUP | ULTRA HIGH NET WORTH ADVISORY GROUP | THE HIGH NET WORTH ADVISORY GROUP, LLC
Contact Information
Main Address
8880 Tamiami Trail North, Naples, FL 34108Phone Number
+1 (866) 906-2325# of Employees
9SEC notice filing (16 States and Territories)
Registered to provide investment advisory services in 16 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,119AUM (Assets Under Management)
$861,690,592Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
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Primary Firm SEC Registration
ADVISORY GROUP | ULTRA HIGH NET WORTH ADVISORY GROUP | THE HIGH NET WORTH ADVISORY GROUP, LLC
State Registrations and Notice Filings
(9/28/2020)
(10/5/2020)
(10/5/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Aug 1996Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
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CRS (Client Relationship Summary) - RIA
Click below to view David Taylor Morgan's CRS (Customer Relationship Summary).
Services Offered by David
- Estate & Legacy Planning
- Financial Planning
- Risk Management & Insurance
- Investment Management
- Retirement Planning
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
INTEGRATED ADVISORS NETWORK LLC