David E. Manning
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Eugene Manning, who also goes by Gene Manning, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1987. David had worked at 7 firms and has passed the Series 63, Series 7, Series 53, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2002 - March 10, 2009
ONE FINANCIAL SECURITIES, LTD.
March 1, 1999 - December 7, 2001
WESTAMERICA INVESTMENT GROUP
June 10, 1996 - September 23, 1997
UNITED AMERICAN INTERNATIONAL, INC.
January 14, 1993 - March 6, 1997
MBM INVESTMENT CORPORATION
November 14, 1988 - July 11, 1994
ACUMENT SECURITIES, INC.
January 28, 1988 - November 14, 1988
JP MICHAEL CO.
February 27, 1987 - January 26, 1988
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ONE FINANCIAL SECURITIES, LTD.
CRD#: 104282 / SEC#: , 8-52744
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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