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JC

Jeffrey P. Cusack

RETIREONE INVESTMENT SERVICES
Louisville, KY 40202
Some features on this profile are disabled
CRD#: 1630886
JC

Professional summary

Jeffrey Patrick Cusack, CIMA® is a registered financial professional currently at RETIREONE INVESTMENT SERVICES, LLC located in Louisville, Kentucky.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1987. Jeffrey has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Patrick Cusack's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

March 10, 2022 - Present

RETIREONE INVESTMENT SERVICES, LLC

Office #1: 222 South 1st Street, Suite 600, Louisville, KY 40202
BD
CRD#: 269923
Louisville, KY
Past

June 10, 2021 - June 30, 2021

IPI WEALTH MANAGEMENT, INC.

RIA
CRD#: 111872
Hingham, MA
Past

February 12, 2021 - August 6, 2021

INVESTMENT PLANNERS, INC.

BD
CRD#: 18557
DECATUR, IL
Past

March 12, 2014 - November 30, 2016

TRADEWINDS GLOBAL INVESTORS, LLC

RIA
CRD#: 138476
LOS ANGELES, CA
Past

March 20, 2013 - March 12, 2014

NUVEEN ASSET MANAGEMENT, LLC

RIA
CRD#: 155584
CHICAGO, IL
Past

August 29, 2012 - November 19, 2020

NUVEEN SECURITIES, LLC

BD
CRD#: 469
Tiburon, CA
Past

January 18, 2010 - September 27, 2012

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
SAN FRANCISCO, CA
Past

April 22, 2004 - September 8, 2005

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

October 30, 2000 - August 8, 2003

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

July 31, 1993 - May 18, 2000

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

March 8, 1989 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

June 10, 1988 - July 11, 1988

NSR DISTRIBUTORS, INC.

BD
CRD#: 20271
Past

February 24, 1987 - June 10, 1988

NATIONAL SECURITIES & RESEARCH CORPORATION

BD
CRD#: 614

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/10/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/10/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/7/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/8/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/16/2010
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 51
Date: 6/17/2017
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/20/2012
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RI
RETIREONE INVESTMENT SERVICES, LLC
EF LEGACY SECURITIES, LLC | RETIREONE INVESTMENT SERVICES, LLC

CRD#: 269923 / SEC#: , 8-69640

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
222 South 1st Street, Suite 600, Louisville, KY 40202
Mailing Address
222 South 1st Street, Suite 600, Louisville, KY 40202
Phone number
(877) 575-2742
Established
Delaware since 05/05/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RETIREONE, INC.OWNER
GILMAN, ROBERT CRAIGFINOP, PFO1738412
GRAY, LEVEN RAINEYCHIEF COMPLIANCE OFFICER707493
MERCIER, EDWARD JAMESCHIEF EXECUTIVE OFFICER1370339

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RETIREONE INVESTMENT SERVICES, LLC

CRD#: 269923Louisville, KY 40202

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