Mark T. Anderson
Professional summary
Mark Turner Anderson is a registered financial professional currently at NYLIFE SECURITIES LLC located in Sandy, Utah.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1987. Mark has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Turner Anderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 13, 2024 - Present
NYLIFE SECURITIES LLC
Office #1: South Towne Corporate Center 1 150 West Civic Center Drive - Suite 600, Sandy, UT 84070October 21, 2021 - December 12, 2024
EQUITABLE ADVISORS, LLC
January 3, 2001 - October 21, 2021
ALLSTATE FINANCIAL SERVICES, LLC
September 18, 1991 - July 28, 1999
FIDELITY DISTRIBUTORS COMPANY LLC
March 21, 1991 - September 26, 1991
FIDELITY BROKERAGE SERVICES LLC
December 2, 1987 - February 14, 1991
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/13/2024)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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Company Information
NYLIFE SECURITIES LLC
CRD#: 5167Sandy, UT 84070TRUST BUT VERIFY
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