Eugene R. Pender

COPPELL ADVISORY SOLUTIONS LLC

Debary, FL

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CRD#: 1630718

Professional summary

Eugene Robert Pender SR, who also goes by Eugene Robert Pender, Gene Pender, is a registered financial advisor currently at COPPELL ADVISORY SOLUTIONS LLC located in Debary, Florida.

Eugene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Eugene has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eugene Robert Pender | Gene Pender

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT LIFE & HEALTH INSURANCE SALES - 10 HRS PER MONTH. E.R. PENDER & ASSOCIATES LLC - FIXED ANNUITIES SINCE 1979. ALSO SELL FIXED INDEX ANNUITIES WITH VARIOUS INSURANCE COMPANIES. CLEARWATER YACHT CLUB - MEMBER BOARD OF DIRECTORS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene Robert Pender SR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 7, 2012 - Present

COPPELL ADVISORY SOLUTIONS LLC

RIA

CRD#: 156549

Debary, FL

Past

January 9, 2007 - October 22, 2012

SPC

RIA

CRD#: 110692

CLEARWATER, FL

Past

December 14, 2006 - October 22, 2012

PARKLAND SECURITIES, LLC

CRD#: 115368

CLEARWATER, FL

Past

July 15, 2005 - December 13, 2006

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

ORLANDO, FL

Past

March 21, 2005 - December 13, 2006

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

ORLANDO, FL

Past

March 21, 2005 - December 13, 2006

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ORLANDO, FL

Past

August 29, 2001 - March 23, 2005

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

LADY LAKE, FL

Past

August 29, 2001 - March 23, 2005

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

March 14, 2001 - September 28, 2001

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

March 3, 1987 - March 15, 2001

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COPPELL ADVISORY SOLUTIONS LLC

CRD#: 156549 / SEC#: 801-72171

RIA

Registered Investment Advisory firm - (2/28/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/7/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/26/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/18/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/15/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/26/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COPPELL ADVISORY SOLUTIONS LLC

CRD#: 156549 / SEC#: 801-72171

RIA

Registered Investment Advisory firm - (2/28/2011 Approved)

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Contact information

Main Address

9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019

Mailing Address

Phone number

(817) 888-8020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FUSION FORM ADV PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	9,334
AUM (Assets Under Management)	$ 1,077,958,560

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eugene R. Pender

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene Robert Pender SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPC

PARKLAND SECURITIES, LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

WOODBURY FINANCIAL SERVICES, INC.

VOYA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

COPPELL ADVISORY SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/26/1997

Series 63

Date: 5/18/1987

Series 7

Date: 10/15/2003

Series 6

Date: 2/26/1987

Current Firm

COPPELL ADVISORY SOLUTIONS LLC

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COPPELL ADVISORY SOLUTIONS LLC

TRUST BUT VERIFY

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