Timothy L. Minert
Professional summary
Timothy Lee Minert, who also goes by Timothy L Minert, is a registered financial advisor currently at CAPITAL ASSET ADVISORS LLC. located in Scottsdale, Arizona.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Timothy has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Lee Minert's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2018 - Present
CAPITAL ASSET ADVISORS LLC.
Office #1: 6991 E Camelback Rd 300, Scottsdale, AZ 85251January 17, 2018 - August 9, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
February 10, 2016 - December 31, 2017
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
March 28, 2005 - December 31, 2008
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
March 3, 2005 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
December 19, 2001 - August 9, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 25, 2001 - December 19, 2001
WELLS FARGO BROKERAGE SERVICES, L.L.C.
December 13, 2000 - December 19, 2001
WELLS FARGO INVESTMENTS, LLC
April 4, 2000 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
April 3, 2000 - May 2, 2001
WELLS FARGO SECURITIES INC.
June 13, 1989 - April 28, 2000
PEACOCK, HISLOP, STALEY & GIVEN, INC.
November 20, 1987 - June 15, 1989
YOUNG, SMITH & PEACOCK, INC.
February 26, 1987 - November 24, 1987
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/20/2018)
(2/14/2019)
Exams
Current Firm
CAPITAL ASSET ADVISORS LLC.
CRD#: 291635 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 208 |
| AUM (Assets Under Management) | $ 40,929,000 |
Red Flags
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