TM
Timothy L. Minert
CAPITAL ASSET ADVISORS LLC.
SCOTTSDALE, AZ 85251
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CRD#: 1630657
TM
Professional summary
Timothy Lee Minert, who also goes by Timothy L Minert, is a registered financial advisor currently at CAPITAL ASSET ADVISORS LLC. located in Scottsdale, Arizona.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Timothy has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Timothy L Minert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)MINERT ANGUS RANCH, BOX 68, DUNNING, NE 68833. BEGAN 3/1/09 RAISING CATTLE. DEVOTES 40 HRS/YR, NONE DURING TRADE.
2)MINERT FINANCIAL, 2850 E CAMELBACK, STE 200, 12/2008 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 3 HR/MO - 1/TRADING.
3)REDHEAD CONSULTANTS- PUSH-BUTTON SOLUTIONS/ ADVISOR VIRTUAL PRO. PHOENIX, AZ. STARTED 12/2005 AS OWNER-PRESIDENT. CONSULTING FOR ADVISORS ON PRACTICE MANAGEMENT, TECHNOLOGY FIRMS, BROKER DEALERS AND CUSTODIANS. NIR - 30/WK, 4/TRADING.
4)MINERT GROUP LLC, 7121 N 79TH ST, SCOTTSDALE, AZ, 10/2016 AS CO-OWNER OF LLC FOR MARKETING BOOK WRITTEN BY WIFE AND RENTING ROOMS THROUGH AIRBNB. NIR - 3 HR/WK - 0/TRADING.
5)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20 HR/MO - 15/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.
6)CAPITAL ASSET ADVISORS LLC, 2850 E CAMELBACK, STE 200, PHOENIX, AZ, 1/2018 AS ADVISORY REP OF A RIA. INV REL - 35/WK - 3/TRADING.
7)Timothy Lee Minert is the owner of Minert Group Consulting -Advisor Virtual Pro, Redhead Consultants, Advisor Virtual Pro. His duties include consulting in regard to FinTech Financial Technology to advisors, institutions, other technology systems. Primarily user adoption and business development and best practices. Additionally, support for staffing training for financial advisors. He devotes 50 hours to this business during trading hours and 20 outside of trading hours. 30% of his yearly compensation is expected to be derived from this business.
8)Timothy Lee Minert provides marketing support for Derail Diabetes. This business provides support for Type 1 and Type II Diabetics. His duties include support of wife Kim Minert's business to coach and help diabetics. Both Tim and Kim Minert are diabetics and have published book, cookbook and online magazine and training on this topic. He devotes 2 hours to this business during trading hours and 10 outside of trading hours. 1% of his yearly compensation is expected to be derived from this business.
9)Advisor Peak, Chief Revenue Officer, 1565 W. Hill Field Road, #103 Layton, UT 84041, Description of the business : Technology Trade Rebalancing Software, Responsibilities Duties : Sales and Marketing to Advisors, Start date with business : 11/02/2018, Hours devoted to business during trading hours : 40, Hours devoted to business outside trading hours : 60, Percentage of total yearly compensation expected to be derived from the business : 30.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Lee Minert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2018 - Present
CAPITAL ASSET ADVISORS LLC.
Office #1: 6991 E Camelback Rd 200, Scottsdale, AZ 85251RIA
CRD#: 291635
SCOTTSDALE, AZ
Past
January 17, 2018 - August 9, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Phoenix, AZ
Past
February 10, 2016 - December 31, 2017
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Phoenix, AZ
Past
March 28, 2005 - December 31, 2008
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
PHOENIX, AZ
Past
March 3, 2005 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
RIA
CRD#: 39543
PHOENIX, AZ
Past
December 19, 2001 - August 9, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
PHOENIX, AZ
Past
January 25, 2001 - December 19, 2001
WELLS FARGO BROKERAGE SERVICES, L.L.C.
BD
CRD#: 16100
MINNEAPOLIS, MN
Past
December 13, 2000 - December 19, 2001
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SAN FRANCISCO, CA
Past
April 4, 2000 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
BD
CRD#: 16100
MINNEAPOLIS, MN
Past
April 3, 2000 - May 2, 2001
WELLS FARGO SECURITIES INC.
BD
CRD#: 17438
SAN FRANCISCO, CA
Past
June 13, 1989 - April 28, 2000
PEACOCK, HISLOP, STALEY & GIVEN, INC.
BD
CRD#: 21477
PHOENIX, AZ
Past
November 20, 1987 - June 15, 1989
YOUNG, SMITH & PEACOCK, INC.
BD
CRD#: 913
Past
February 26, 1987 - November 24, 1987
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(4/20/2018)
IAR
Texas(2/14/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CA
CAPITAL ASSET ADVISORS LLC.
CAPITAL ASSET ADVISORS LLC.
CRD#: 291635 / SEC#:
Arizona
Registered Investment Advisory firm - (4/20/2018 Approved)Texas
Registered Investment Advisory firm - (2/13/2019 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6991 E Camelback Rd 200, Scottsdale, AZ 85251
Mailing Address
Phone number
(602) 274-6432
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 208 |
| AUM (Assets Under Management) | $ 40,929,000 |
Red Flags
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