Dennis E. Howe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Euclid Howe, who also goes by Dennis E Howe, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1987. Dennis had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2012 - November 12, 2015
QUESTAR ASSET MANAGEMENT, INC.
November 8, 2012 - November 12, 2015
QUESTAR CAPITAL CORPORATION
July 13, 1999 - November 8, 2012
SECURIAN FINANCIAL SERVICES, INC.
July 6, 1994 - November 8, 2012
SECURIAN FINANCIAL SERVICES, INC.
October 8, 1991 - July 5, 1994
PRINCIPAL SECURITIES, INC.
June 23, 1988 - December 6, 1990
SECURIAN FINANCIAL SERVICES, INC.
October 27, 1987 - May 21, 1988
CONSOLIDATED RESOURCES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
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