JP
Jon N. Prevost
CABANA ASSET MANAGEMENT
Plano, TX 75024
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CRD#: 1630296
JP
Professional summary
Jon Neal Prevost is a registered financial advisor currently at CABANA ASSET MANAGEMENT located in Plano, Texas.
Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Jon has worked at 2 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Prevost Law Firm, Non-Investment Related; Frisco, TX; Law Firm; Attorney; Start Date 05/2023;160 Hours/month, majority of time spent inthis capacity (2) Cabana Holdings, LLC, non-investment related, Fayetteville, AR, holding company for Cabana, LLC, Cabana Institutional, and Cabana Financial, IAR/Part Owner, Start date 11/2012, minimal amount of time spent on this business
CRS (Client Relationship Summary) - RIA
Click below to view Jon Neal Prevost's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 28, 2013 - Present
CABANA ASSET MANAGEMENT
Office #1: 5560 Tennyson Parkway Suite 260, Plano, TX 75024RIA
CRD#: 151418
Plano, TX
Past
March 13, 1987 - December 31, 1991
PFS INVESTMENTS INC.
BD
CRD#: 10111
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CABANA ASSET MANAGEMENT
CABANA ASSET MANAGEMENT | MASON INVESTMENTS | MASON ASSET MANAGEMENT | GCM INVESTMENTS, LLC | CABANA RETIREMENT SOLUTIONS | CABANA LLC
CRD#: 151418 / SEC#: 801-108439
RIA
Registered Investment Advisory firm - (9/30/2016 Approved)Arkansas
Registered Investment Advisory firm - (10/4/2016 Terminated)Colorado
Registered Investment Advisory firm - (10/5/2016 Terminated)Florida
Registered Investment Advisory firm - (10/4/2016 Terminated)Louisiana
Registered Investment Advisory firm - (10/18/2016 Terminated)Texas
Registered Investment Advisory firm - (10/4/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/28/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CA
CABANA ASSET MANAGEMENT
CABANA ASSET MANAGEMENT | MASON INVESTMENTS | MASON ASSET MANAGEMENT | GCM INVESTMENTS, LLC | CABANA RETIREMENT SOLUTIONS | CABANA LLC
CRD#: 151418 / SEC#: 801-108439
RIA
Registered Investment Advisory firm - (9/30/2016 Approved)Arkansas
Registered Investment Advisory firm - (10/4/2016 Terminated)Colorado
Registered Investment Advisory firm - (10/5/2016 Terminated)Florida
Registered Investment Advisory firm - (10/4/2016 Terminated)Louisiana
Registered Investment Advisory firm - (10/18/2016 Terminated)Texas
Registered Investment Advisory firm - (10/4/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
220 S. School Ave., Fayetteville, AR 72701
Mailing Address
Phone number
(479) 442-6464
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 425 |
| AUM (Assets Under Management) | $ 576,705,000 |
Red Flags
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Company Information
CABANA ASSET MANAGEMENT
CRD#: 151418Plano, TX 75024TRUST BUT VERIFY
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