Debbie Jo A. Pelle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debbie Jo Anne Pelle, who also goes by Debbie Jo Anne Burk, Debbie Jo Anne Pelle, Debbie Pelle, Debbie Jo Ann Pelle, Debra Joanne Pelle, was a registered financial professional .
Debbie Jo is a previously registered financial professional and started their career in finance in 1987. Debbie Jo had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2019 - March 8, 2024
THE LEADERS GROUP, INC.
May 4, 2016 - October 29, 2019
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 12, 2004 - March 8, 2016
VOYA FINANCIAL ADVISORS, INC.
September 22, 1997 - September 23, 2003
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 30, 1995 - September 15, 1997
UNITED SECURITIES GROUP, INC.
March 16, 1994 - May 2, 1995
WALNUT STREET SECURITIES, INC.
July 15, 1991 - November 6, 1992
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 17, 1990 - July 15, 1991
FEDERATION FOR FINANCIAL INDEPENDENCE
July 21, 1987 - March 22, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
