SG
Scott H. Goldstein
NFSG
Boca Raton, FL 33432
Some features on this profile are disabled
CRD#: 1630008
SG
Professional summary
Scott Howard Goldstein was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Prior to being barred, Scott has worked at 7 firms, which includes GKN SECURITIES CORP., THE CAMELOT GROUP INC., JOSEPH CHARLES & ASSOC. INC., PARAGON CAPITAL MARKETS INC., J. W. GANT & ASSOCIATES INC..
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INTELLIGENT HOLDINGS, INC.: WELLINGTON, FL, CORPORATION, FLORIDA -1/2012, MANAGING PARTNER, INTERNET MARKETING & ADVERTISING/BUILD ENTERPRISE, 20-25%. 2) INSURANCE: INSURANCE AGENT/INSURANCE SALES.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Howard Goldstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2005 - Present
NFSG CORPORATION
Office #1: 1200 North Federal Highway Suite 400, Boca Raton, FL 33432RIA
CRD#: 130814
Boca Raton, FL
Current
September 5, 2000 - Present
NEWBRIDGE SECURITIES CORPORATION
Office #1: 1200 North Federal Highway Suite 400, Boca Raton, FL 33432BD
CRD#: 104065
Boca Raton, FL
Past
March 16, 1999 - August 29, 2000
GKN SECURITIES CORP.
BD
CRD#: 19415
NEW YORK, NY
Past
October 13, 1998 - February 2, 1999
THE CAMELOT GROUP, INC.
BD
CRD#: 31091
FT LAUDERDALE, FL
Past
January 15, 1993 - September 14, 1998
JOSEPH CHARLES & ASSOC., INC.
BD
CRD#: 3949
BOCA RATON, FL
Past
July 16, 1991 - February 9, 1993
PARAGON CAPITAL MARKETS, INC.
BD
CRD#: 18555
EAST HANOVER, NJ
Past
March 14, 1987 - July 16, 1991
J. W. GANT & ASSOCIATES, INC.
BD
CRD#: 7963
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/3/2019)
RR
Alaska(8/13/2020)
RR
Arizona(9/5/2019)
RR
Arkansas(10/11/2019)
IAR
California(6/1/2005)
RR
California(5/23/2019)
RR
Colorado(11/8/2019)
RR
Connecticut(7/11/2019)
RR
Delaware(8/20/2019)
RR
District of Columbia(5/24/2019)
RR
Florida(9/5/2000)
IAR
Florida(12/13/2019)
RR
Georgia(11/20/2019)
RR
Hawaii(11/13/2020)
RR
Idaho(7/30/2020)
RR
Illinois(6/12/2019)
RR
Indiana(8/13/2019)
RR
Iowa(7/11/2019)
RR
Kansas(8/18/2020)
RR
Kentucky(10/7/2020)
RR
Louisiana(8/28/2019)
IAR
Louisiana(1/15/2020)
RR
Maryland(8/14/2019)
RR
Massachusetts(8/11/2020)
RR
Michigan(7/18/2019)
RR
Minnesota(8/2/2019)
RR
Mississippi(9/10/2019)
RR
Montana(11/26/2019)
RR
Nevada(9/30/2019)
RR
New Hampshire(8/13/2020)
RR
New Jersey(9/26/2019)
RR
New Mexico(5/30/2019)
RR
New York(5/17/2019)
RR
North Carolina(8/23/2019)
RR
North Dakota(7/1/2019)
RR
Ohio(7/19/2019)
RR
Oklahoma(8/12/2020)
RR
Oregon(10/22/2019)
RR
Pennsylvania(11/14/2019)
RR
Puerto Rico(2/9/2022)
RR
Rhode Island(5/24/2019)
RR
South Carolina(8/19/2019)
RR
Tennessee(7/28/2023)
RR
Texas(7/12/2019)
IAR
Texas(8/23/2019)
RR
Utah(1/28/2020)
RR
Vermont(6/22/2020)
RR
Virgin Islands(12/13/2023)
RR
Virginia(8/20/2019)
RR
Washington(12/5/2019)
RR
West Virginia(6/7/2019)
RR
Wisconsin(9/12/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432
Mailing Address
Phone number
(954) 334-3450
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,587 |
| AUM (Assets Under Management) | $ 813,494,847 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NFSG CORPORATION
CRD#: 130814Boca Raton, FL 33432TRUST BUT VERIFY
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