Donald F. Becker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Francis Becker was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1965. Donald had worked at 2 firms and has passed the Series 63, Series 1, Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 1995 - October 7, 1999
THE MINNEAPOLIS COMPANY, INC.
October 25, 1965 - August 3, 1995
THE MINNEAPOLIS COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 10/19/1965
Registered Representative ExaminationSeries 00
Date: 9/9/1971
General Securities Principal ExaminationCurrent Firm
THE MINNEAPOLIS COMPANY, INC.
CRD#: 38859 / SEC#: , 8-48448
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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