Andrew R. Schandler
Professional summary
Andrew Ross Schandler was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Andrew is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Andrew had worked at 6 firms, which includes PRIME CHARTER LTD., D. H. BLAIR & CO. INC., GRUNTAL & CO. L.L.C., LEHMAN BROTHERS INC., ROBERT TODD FINANCIAL CORP., BEURET & COMPANY LTD..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 1997 - June 12, 2000
PRIME CHARTER LTD.
November 5, 1992 - September 5, 1997
D. H. BLAIR & CO., INC.
August 18, 1992 - November 5, 1992
GRUNTAL & CO., L.L.C.
September 10, 1991 - August 31, 1992
LEHMAN BROTHERS INC.
July 12, 1989 - October 3, 1991
D. H. BLAIR & CO., INC.
October 17, 1988 - July 14, 1989
ROBERT TODD FINANCIAL CORP.
April 28, 1988 - October 25, 1988
GRUNTAL & CO., L.L.C.
July 21, 1987 - January 12, 1988
BEURET & COMPANY, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIME CHARTER LTD.
CRD#: 25668 / SEC#: , 8-41900
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRAND CHARTER GROUP | SOLE SHAREHOLDER | |
| FYFE, DAVID WILLIAM | CROP, SROP | 1379498 |
| GIANNI, JAMES A | DIRECTOR OF COMPLIANCE | 3215697 |
| HAUSER, MARK ALLAN | GSP, ROP, MUNI PRINCIPAL | 1545167 |
| MOFSHIN, HOWARD JONATHAN | GSP | 2416504 |
| RONDA, MARK WILLIAM | DIRECTOR, SECRETARY, VICE CHAIR, PRESIDENT, MANAGING DIRECTOR, TREAURE | |
| SADICARIO, STEVEN LAWRENCE | BRANCH MANAGER, CROP | 1227073 |
| SANCHEZ, LUIS ALEXANDER | GSP | |
| SCHWARTZ, STEPHEN FRANK | C.O.O., C.R.O., DIRECTOR, PRESIDENT, CHARIMAN | 844549 |
| SHATZKAMER, LARRY | GSP | |
| SILVERMAN, MICHAEL HAL | GSP, ROP, MUNI PRINCIPAL | |
| STOLTZ, MARC HAROLD | FINOP | 1008943 |
| WHELAN, STEVEN PATRICK | GSP |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 5 |
Red Flags
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