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Andrew Ross Schandler

CRD# 1629696·Registered 1987 - 2000
Barred: Andrew Ross Schandler was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Andrew Ross Schandler was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 1987 - 2000. Andrew had worked at 6 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

PRIME CHARTER LTD.·CRD# 25668
BD
New York, NY
August 15, 1997 - June 12, 2000
D. H. BLAIR & CO., INC.·CRD# 6833
BD
New York, NY
November 5, 1992 - September 5, 1997
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
August 18, 1992 - November 5, 1992
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
September 10, 1991 - August 31, 1992
D. H. BLAIR & CO., INC.·CRD# 6833
BD
New York, NY
July 12, 1989 - October 3, 1991
ROBERT TODD FINANCIAL CORP.·CRD# 7423
BD
October 17, 1988 - July 14, 1989
GRUNTAL & CO., L.L.C.·CRD# 372
BD
April 28, 1988 - October 25, 1988
BEURET & COMPANY, LTD.·CRD# 16198
BD
July 21, 1987 - January 12, 1988

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Current Firm

PC
PRIME CHARTER LTD.

METROPOLITAN PARTNERS, INC. | PRIME CHARTER LTD.

CRD#: 25668 / SEC#: 8-41900
BD
Terminated by SEC on 03/25/2002

Contact Information

Established

Delaware since 10/17/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GRAND CHARTER GROUPSOLE SHAREHOLDER—
FYFE, DAVID WILLIAMCROP, SROP1379498
GIANNI, JAMES ADIRECTOR OF COMPLIANCE3215697
HAUSER, MARK ALLANGSP, ROP, MUNI PRINCIPAL1545167
MOFSHIN, HOWARD JONATHANGSP2416504
RONDA, MARK WILLIAMDIRECTOR, SECRETARY, VICE CHAIR, PRESIDENT, MANAGING DIRECTOR, TREAURE—
SADICARIO, STEVEN LAWRENCEBRANCH MANAGER, CROP1227073
SANCHEZ, LUIS ALEXANDERGSP—
SCHWARTZ, STEPHEN FRANKC.O.O., C.R.O., DIRECTOR, PRESIDENT, CHARIMAN844549
SHATZKAMER, LARRYGSP—
SILVERMAN, MICHAEL HALGSP, ROP, MUNI PRINCIPAL—
STOLTZ, MARC HAROLDFINOP1008943
WHELAN, STEVEN PATRICKGSP—

Disclosures

Regulatory Event

6

Arbitration

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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