Lawrence H. Stanton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Howard Stanton was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1987. Lawrence had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2016 - February 8, 2019
DINOSAUR FINANCIAL GROUP, L.L.C
October 1, 2014 - December 6, 2016
CANTONE RESEARCH INC.
June 23, 1997 - February 7, 2014
CITATION FINANCIAL GROUP, L.P.
April 29, 1996 - May 30, 1996
PFI, INC.
August 26, 1993 - February 6, 2014
W.A. CAPITAL MARKETS
October 30, 1990 - August 13, 1993
TP ICAP GLOBAL MARKETS AMERICAS LLC
October 16, 1989 - August 3, 1990
ORTELIUS TRADING L.P.
May 1, 1987 - October 12, 1987
MOSELEY SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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