Katharine P. Bressington

LINDEN FINANCIAL CONSULTANTS

Rochester, NY 14618

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CRD#: 1629552

Professional summary

Katharine P Bressington, CFP®, who also goes by Kitty Bressington, Kate Puls, Katharine Eloise Puls, Kitty Puls, is a registered financial advisor currently at LINDEN FINANCIAL CONSULTANTS, LLC located in Rochester, New York.

Katharine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Katharine has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kitty Bressington | Kate Puls | Katharine Eloise Puls | Kitty Puls

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NOTARY PUBLIC SINCE MAY 2007 2) Director, Foundation for Women's Financial Education, since 2015, not investment related, 150 Allens Creek Rd, St 250, Rochester, NY 14618, financial literacy / financial education, 10 hrs/mos. course creation and delivery

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katharine P Bressington's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

August 15, 2022 - Present

LINDEN FINANCIAL CONSULTANTS, LLC

Office #1: 150 Allens Creek Rd Ste #250, Rochester, NY 14618

RIA

CRD#: 168676

Rochester, NY

Past

June 8, 2007 - June 14, 2013

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

HONEOYE, NY

Past

November 1, 2002 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 1, 2002 - June 18, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/18/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/30/2002

General Securities Representative Examination

Current Firm

LINDEN FINANCIAL CONSULTANTS, LLC

CRD#: 168676 / SEC#:

New York

Registered Investment Advisory firm - (10/28/2013 Approved)

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Contact information

Main Address

150 Allens Creek Rd Ste #250, Rochester, NY 14618

Mailing Address

Phone number

(585) 721-4066

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Katharine P. Bressington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katharine P Bressington's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINDEN FINANCIAL CONSULTANTS, LLC

1ST GLOBAL CAPITAL CORP.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/18/2002

Series 7

Date: 10/30/2002

Current Firm

LINDEN FINANCIAL CONSULTANTS, LLC

Contact information

Documents

Red Flags

Company Information

LINDEN FINANCIAL CONSULTANTS, LLC

TRUST BUT VERIFY

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