Barbara L. Frank
Professional summary
Barbara Leerigsby Frank, who also goes by Barbara Lee Frank, Barbara Lee Rigsby Frank, Barbara Newbern, is a registered financial advisor currently at CHESAPEAKE INVESTMENT MANAGEMENT LLC .
Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Barbara has worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 3 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Barbara Leerigsby Frank's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2010 - Present
CHESAPEAKE INVESTMENT MANAGEMENT LLC
June 28, 2007 - January 19, 2010
PIEDMONT INVESTMENT ADVISORS, LLC
February 15, 2006 - March 29, 2007
LARA, SHULL & MAY, LTD
January 1, 2006 - March 29, 2007
LARA, SHULL & MAY, LTD
December 16, 1999 - May 5, 2001
MID ATLANTIC INVESTOR SERVICES, INC.
September 8, 1992 - January 8, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 24, 1987 - July 14, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
CHESAPEAKE INVESTMENT MANAGEMENT LLC
CRD#: 119010 / SEC#: 801-60951
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/14/2010)
Exams
Current Firm
CHESAPEAKE INVESTMENT MANAGEMENT LLC
CRD#: 119010 / SEC#: 801-60951
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 395 |
| AUM (Assets Under Management) | $ 206,000,000 |
Red Flags
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