John C. Pettit
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Clifford Pettit was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 5 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2011 - October 1, 2014
PETTIT FINANCIAL SOLUTIONS LLC
January 30, 2009 - December 31, 2010
PETTIT FINANCIAL SOLUTIONS LLC
July 17, 2007 - December 31, 2008
NFSG CORPORATION
July 13, 2007 - December 31, 2008
NEWBRIDGE SECURITIES CORPORATION
August 19, 1998 - July 16, 2007
BROOKSTREET SECURITIES CORPORATION
May 17, 1994 - July 16, 2007
BROOKSTREET SECURITIES CORPORATION
March 25, 1987 - May 17, 1994
RONEY & CO. L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
PETTIT FINANCIAL SOLUTIONS LLC
CRD#: 149068 / SEC#:
Contact information
Red Flags
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