Ronald J. Harvey
Professional summary
Ronald Jene Harvey is a registered financial advisor currently at HARVEY & COMPANIES, INC. located in St. Petersburg, Florida.
Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Ronald has worked at 8 firms and has passed the Series 63, Series 65, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Jene Harvey's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2003 - Present
HARVEY & COMPANIES, INC.
Office #1: 146 Second Street North, Suite #104, St. Petersburg, FL 33701October 14, 2014 - December 15, 2016
AVANT-GARDE ADVISORS LLC
September 17, 2002 - December 31, 2002
FORTRESS INVESTMENT ADVISORS
November 14, 2001 - April 15, 2004
AVANZA CAPITAL MARKETS INC.
July 20, 1994 - November 30, 2001
WALNUT STREET SECURITIES, INC.
August 4, 1993 - May 24, 1994
WALNUT STREET SECURITIES, INC.
October 5, 1992 - August 11, 1993
PFS INVESTMENTS INC.
April 2, 1992 - September 17, 1992
WOODBURY FINANCIAL SERVICES, INC.
July 8, 1991 - March 30, 1992
WALNUT STREET SECURITIES, INC.
February 18, 1987 - December 19, 1988
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/2/2003)
Exams
Current Firm
HARVEY & COMPANIES, INC.
CRD#: 124896 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 29 |
| AUM (Assets Under Management) | $ 21,763,507 |
Red Flags
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