Thomas G. Asciutto
Professional summary
Thomas Gerard Asciutto, who also goes by Thomas G Asciutto, Thomas Asciutto, is a registered financial professional currently at T3 TRADING GROUP, LLC located in Matawan, New Jersey.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1990. Thomas has worked at 16 firms and has passed the Series 63, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 10, Series 9, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Gerard Asciutto's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2022 - Present
T3 TRADING GROUP, LLC
Office #1: 1000 Route 34 South, Matawan, NJ 07747August 8, 2016 - May 28, 2021
OPEN TO THE PUBLIC INVESTING, INC.
September 16, 2014 - August 29, 2022
T3 TRADING GROUP, LLC
June 4, 2013 - September 15, 2014
WORLD INVESTMENTS, LLC
January 24, 2012 - November 15, 2012
T3 TRADING GROUP, LLC
August 24, 2010 - December 20, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 19, 2010 - June 25, 2010
CHARLES MORGAN SECURITIES, INC.
September 3, 2008 - April 5, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
May 27, 2008 - August 25, 2008
THE CONCORD EQUITY GROUP, LLC
July 12, 2005 - May 9, 2008
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
November 15, 2004 - June 30, 2005
TAFFERER TRADING, LLC
July 28, 2003 - June 28, 2004
GRANTA CAPITAL GROUP LLC
December 16, 1999 - February 21, 2003
EASTBROOK CAPITAL GROUP LLC
May 21, 1997 - December 16, 1999
SPENCER CLARKE LLC
April 24, 1997 - May 5, 1997
DOMINICK & DICKERMAN LLC
February 4, 1997 - April 1, 1997
ABN AMRO SECURITIES LLC
August 26, 1991 - January 21, 1997
PERSHING LLC
April 24, 1990 - February 8, 1991
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2024)
(12/9/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 10/12/2005
Limited Representative-Equity Trader ExamSeries 8
Date: 9/23/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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