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JC

John Spalding Craft

CRD# 1629019·Registered 1987 - 2019
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Spalding Craft was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1987 - 2019. John had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

TMC BONDS L.L.C.·CRD# 104507
BD
New York, NY
May 14, 2001 - April 17, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
October 10, 1994 - September 21, 2000
DB ALEX. BROWN LLC·CRD# 17790
BD
Baltimore, MD
May 1, 1987 - June 3, 1993

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Current Firm

TB
TMC BONDS L.L.C.

ICE TMC BONDS | TMC BONDS L.L.C. | TMC | THEMUNICENTER.COM | THEMUNICENTER, L.L.C.

CRD#: 104507 / SEC#: 8-52951
BD
Terminated by SEC on 08/11/2020

Contact Information

Established

Delaware since 05/26/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
THEDEBTCENTER, LLCSHAREHOLDER—
BELL, NATHAN ANDREWFINOP6954662
NICHOLSON, MARSHALL ALLENPRESIDENT4585471
O'CONNOR, CATHERINE ANNCHIEF COMPLIANCE OFFICER4764976

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1994About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed May 1985About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JC
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