Franklin L. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Franklin Lee Robinson, who also goes by Franklin L Robinson, was a registered financial professional .
Franklin is a previously registered financial professional and started their career in finance in 1987. Franklin had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2013 - March 7, 2013
PIERPONT CAPITAL ADVISORS LLC
March 20, 2012 - October 29, 2014
SANTANDER US CAPITAL MARKETS LLC
June 21, 2004 - December 7, 2006
HSBC SECURITIES (USA) INC.
October 6, 1999 - March 24, 2004
J.P. MORGAN SECURITIES INC.
February 1, 1993 - July 16, 1998
EASTBRIDGE CAPITAL INC.
February 26, 1987 - March 26, 1990
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PIERPONT CAPITAL ADVISORS LLC
CRD#: 108424 / SEC#: , 8-53078
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIERPONT CAPITAL ADVISORS INC | 100% 0WNER | |
| BLAUVELT, JOSEPH PATRICK | MEMBER BOARD OF MANAGERS; FINOP | 1799557 |
| CONNOR, THOMAS CHARLES | MEMBER BOARD OF MANAGERS | 1047477 |
| FENSKE, BRUCE EDWARD | C0-CHIEF COMPLIANCE OFFICER | 1469564 |
| HEBERT, VALERIE ODETTE | CO-CHIEF COMPLIANCE OFFICER | 4007252 |
| MILLET, TIMOTHY KELLEY | CEO | 2025087 |
| WERNER, MARK BLACK | CHAIRMAN MEMBER BOARD OF MANAGERS | 730268 |
Red Flags
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