Steven C. Manns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Carl Manns was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1987. Steven had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 1998 - January 13, 2015
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
July 28, 1994 - July 16, 1998
GT GLOBAL, INC.
January 8, 1994 - July 27, 1994
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
March 22, 1993 - September 30, 1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 22, 1993 - September 30, 1993
EQUITABLE ADVISORS, LLC
May 24, 1991 - September 10, 1992
DI VALL REAL ESTATE SECURITIES CORPORATION
February 27, 1987 - November 28, 1989
VMS SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
CRD#: 7834 / SEC#: , 8-22992
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
Red Flags
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