Francis C. Poli
Professional summary
Francis Casimir Poli, who also goes by Frank Poli, is a registered financial professional currently at COHEN & STEERS SECURITIES, LLC located in New York, New York.
Francis is registered as a RR (Registered Representative) and started their career in finance in 1987. Francis has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francis Casimir Poli's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2007 - Present
COHEN & STEERS SECURITIES, LLC
Office #1: 1166 Avenue Of The Americas 30th Floor, New York, NY 10036Office #2: 1166 Avenue Of The Americas 30th Floor, New York, NY, 10036February 4, 2000 - March 3, 2006
OCC DISTRIBUTORS LLC
February 5, 1999 - February 21, 2007
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
May 2, 1996 - July 25, 1996
MERIT CAPITAL ASSOCIATES, INC.
April 18, 1989 - May 6, 1994
PHILLIP LOUIS TRADING, INC.
July 7, 1988 - March 29, 1989
J.P. MORGAN SECURITIES INC.
May 21, 1987 - May 24, 1988
STOEVER, GLASS & COMPANY INC.
February 26, 1987 - July 17, 1987
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2007)
(6/11/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
COHEN & STEERS SECURITIES, LLC
CRD#: 29258 / SEC#: , 8-44123
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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