GV
Gregory D. Vacca
MONEY CONCEPTS CAPITAL CORP
SCOTTSDALE, AZ
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CRD#: 1628769
GV
Professional summary
Gregory Drew Vacca, CFP®, who also goes by Greg Vacca, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Scottsdale, Arizona.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Gregory has worked at 18 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Vacca
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rental Property. Investment-related: Yes. Condo Owner. 630 E. Walnut St., Pasadena, CA. Private. Start date: 10/1/2013 Hours/month:4h. hours during securities trading hours:0h. Tax reporting on condo lease to Salvation Army for sober house/recovery program. Compensation: Yes 2) Vacca Insurance. Investment-related: Yes, 15 White Pine Drive, Newport Coast, CA 92657.Owner/Sole Proprietor. P&C and Health Insurance, Teaching. Start Date 9/30/1980. Hours/Month:4h. Hours during securities trading hours: 0h. Tax reporting from insurance trails. Compensation: Yes 3) Advisor Centric Trusts. Start Date 01/15/2020. 31355 Oak Crest Dr., Suite 125, Westlake Village, CA 91361. Trust, Owner, Non-investment related, 11-20% time spent on activity securities hrs. 4. Oak Crest Law Group. Non-investment related. Since 11/04/2024. Paralegal, Consultant. 11-20% of time spent on activity during securities hours. 5. Trustee for Los Ranchos Presbytery, Presbyterian Church USA. Non-investment related. since 2/1/2025, 330 West Broadway, Anaheim, CA 92805. Trustee. 1-10% time spent on activity during securities hrs. 6. HOA Santa Lucia Community 15 Monterey Drive, Newport Coast, CA 92657. Association. Start date: 09/08/2025. 15 Monterey Dr. Newport Coast, CA 92657. Board Member. Director. Attend meetings. Vote on issues affecting the residential community of 108 homes. Resolve disputes. Review the financials of the association. Non-investment related, 1-10% time spent on activity during non-securities hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Drew Vacca's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregory Drew Vacca's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 9, 2020 - Present
MONEY CONCEPTS CAPITAL CORP
Office #2: 15 White Pine Drive, Newport Coast, CA 92657RIA
BD
CRD#: 12963
SCOTTSDALE, AZ
Current
April 9, 2020 - Present
MONEY CONCEPTS CAPITAL CORP
Office #2: 15 White Pine Drive, Newport Coast, CA 92657RIA
BD
CRD#: 12963
SCOTTSDALE, AZ
Past
July 26, 2018 - October 23, 2019
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
Fairfield, CA
Past
July 26, 2018 - October 23, 2019
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
SAN DIEGO, CA
Past
May 31, 2016 - October 23, 2019
SORRENTO PACIFIC FINANCIAL, LLC
RIA
CRD#: 127787
FAIRFIELD, CA
Past
May 31, 2016 - October 23, 2019
SORRENTO PACIFIC FINANCIAL, LLC
BD
CRD#: 127787
FAIRFIELD, CA
Past
October 8, 2015 - May 26, 2016
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
April 25, 2013 - November 29, 2013
FINTEGRA, LLC
BD
CRD#: 16741
GREENWOOD VILLAGE, CO
Past
July 12, 2011 - May 31, 2016
SAVEDAILY.COM, INC.
RIA
CRD#: 108306
SEAL BEACH, CA
Past
December 4, 2009 - May 19, 2011
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
NEWPORT BEACH, CA
Past
December 4, 2009 - May 19, 2011
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
NEWPORT BEACH, CA
Past
April 30, 2008 - December 4, 2008
FORTUNE FINANCIAL SERVICES, INC.
BD
CRD#: 42150
MONACA, PA
Past
November 8, 2005 - May 2, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
NEWPORT COAST, CA
Past
November 7, 2005 - May 2, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
NEWPORT COAST, CA
Past
January 25, 2001 - December 31, 2003
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
June 28, 2000 - November 7, 2000
CALIFORNIA FINANCIAL NETWORK, INC.
BD
CRD#: 103702
BAKERSFIELD, CA
Past
July 8, 1994 - January 26, 2001
CAL FED INVESTMENTS
BD
CRD#: 19631
SACRAMENTO, CA
Past
April 20, 1994 - June 29, 1994
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
BD
CRD#: 14229
NORTHRIDGE, CA
Past
August 5, 1993 - April 6, 1994
USLIFE EQUITY SALES CORP.
BD
CRD#: 7962
NEW YORK, NY
Past
August 1, 1991 - September 4, 1991
IFMG SECURITIES, INC.
BD
CRD#: 14416
PURCHASE, NY
Past
July 1, 1991 - August 1, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
BD
CRD#: 11028
Past
February 16, 1989 - July 3, 1989
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
August 24, 1987 - March 13, 1989
ARM SECURITIES CORPORATION
BD
CRD#: 932
MINOT, ND
Past
March 4, 1987 - September 4, 1987
USLIFE EQUITY SALES CORP.
BD
CRD#: 7962
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2024)
IAR
Arizona(9/5/2024)
RR
California(4/9/2020)
IAR
California(4/9/2020)
RR
Oregon(4/9/2020)
RR
Texas(4/9/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 Jog Road, Palm Beach Gardens, FL 33418
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2000
Established
Florida since 06/23/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
431
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
