Gregory D. Vacca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Drew Vacca, CFP®, who also goes by Greg Vacca, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1987. Gregory had worked at 18 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2020 - June 29, 2026
MONEY CONCEPTS CAPITAL CORP
April 9, 2020 - June 29, 2026
MONEY CONCEPTS CAPITAL CORP
July 26, 2018 - October 23, 2019
CUSO FINANCIAL SERVICES, L.P.
July 26, 2018 - October 23, 2019
CUSO FINANCIAL SERVICES, L.P.
May 31, 2016 - October 23, 2019
SORRENTO PACIFIC FINANCIAL, LLC
May 31, 2016 - October 23, 2019
SORRENTO PACIFIC FINANCIAL, LLC
October 8, 2015 - May 26, 2016
THE LEADERS GROUP, INC.
April 25, 2013 - November 29, 2013
FINTEGRA, LLC
July 12, 2011 - May 31, 2016
SAVEDAILY.COM, INC.
December 4, 2009 - May 19, 2011
U.S. BANCORP INVESTMENTS, INC.
December 4, 2009 - May 19, 2011
U.S. BANCORP INVESTMENTS, INC.
April 30, 2008 - December 4, 2008
FORTUNE FINANCIAL SERVICES, INC.
November 8, 2005 - May 2, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
November 7, 2005 - May 2, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
January 25, 2001 - December 31, 2003
AMERICAN GENERAL SECURITIES INCORPORATED
June 28, 2000 - November 7, 2000
CALIFORNIA FINANCIAL NETWORK, INC.
July 8, 1994 - January 26, 2001
CAL FED INVESTMENTS
April 20, 1994 - June 29, 1994
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
August 5, 1993 - April 6, 1994
USLIFE EQUITY SALES CORP.
August 1, 1991 - September 4, 1991
IFMG SECURITIES, INC.
July 1, 1991 - August 1, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
February 16, 1989 - July 3, 1989
CETERA WEALTH SERVICES, LLC
August 24, 1987 - March 13, 1989
ARM SECURITIES CORPORATION
March 4, 1987 - September 4, 1987
USLIFE EQUITY SALES CORP.
Primary Firm SEC Registration
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
