Wesley A. Snyder
Professional summary
Wesley Alvin Snyder was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Wesley is a previously registered financial advisor and started their career in finance in 1987. Prior to being barred, Wesley had worked at 4 firms, which includes MUTUAL SERVICE CORPORATION, SUNAMERICA SECURITIES INC., LINCOLN INVESTMENT, HACKETT ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2004 - September 20, 2007
MUTUAL SERVICE CORPORATION
April 13, 2000 - September 20, 2007
MUTUAL SERVICE CORPORATION
April 5, 1994 - April 12, 2000
SUNAMERICA SECURITIES, INC.
April 11, 1988 - April 11, 1994
LINCOLN INVESTMENT
September 16, 1987 - April 27, 1988
HACKETT ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUTUAL SERVICE CORPORATION
CRD#: 4806 / SEC#: , 8-15313
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL INDEPENDENT ADVISOR SERVICE GROUP LLC | PARENT COMPANY | |
| BROWN, STEPHANIE LEIGH | DIRECTOR/SECRETARY | 1973369 |
| DWYER, WILLIAM EDWARD III | DIRECTOR | 1274680 |
| KALBAUGH, JOHN ANDREW | CHIEF EXECUTIVE OFFICER/CHAIRMAN/DIRECTOR | 1821773 |
| MITCHELL, CHRISTOPHER MILLS | CFO/FINOP | 2420144 |
| STEARNS, ESTHER MARION | DIRECTOR | 1088948 |
| VANNOY-PINEDA, KATHLEEN DENISE | CHIEF COMPLIANCE OFFICER | 1347526 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 17 |
Red Flags
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