Michael R. George

FRONTIER SOLUTIONS

Richmond, VA 23233

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CRD#: 1628602

Professional summary

Michael Ronald George is a registered financial professional currently at FRONTIER SOLUTIONS, LLC located in Richmond, Virginia.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Ronald George's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2023 - Present

FRONTIER SOLUTIONS, LLC

Office #1: 3307 Church Road, Suite 220, Richmond, VA 23233Office #2: 3307 Church Road Suite 220, Richmond, VA 23233

CRD#: 136102

Richmond, VA

Past

January 10, 2018 - November 30, 2023

CRITO CAPITAL LLC

CRD#: 161724

WESTPORT, CT

Past

April 12, 2017 - May 19, 2017

FORTRESS CAPITAL FORMATION LLC

CRD#: 152385

NEW YORK, NY

Past

December 21, 2010 - April 7, 2017

FORTRESS CAPITAL FORMATION LLC

CRD#: 152385

NEW YORK, NY

Past

August 20, 1999 - December 31, 2008

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

March 11, 1993 - July 18, 1994

LEHMAN SPECIAL SECURITIES INC.

CRD#: 7242

Past

March 11, 1993 - October 23, 1995

LEHMAN GOVERNMENT SECURITIES INC.

CRD#: 19655

Past

April 15, 1987 - April 26, 1999

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(11/21/2023)

Exams

State Security Law Exam

Series 63

Date: 11/8/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/21/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/15/2009

General Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 8/19/2008

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

FRONTIER SOLUTIONS, LLC

CRD#: 136102 / SEC#: , 8-66972

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

3307 Church Road Suite 220, Richmond, VA 23233

Mailing Address

3307 Church Road Suite 220, Richmond, VA 23233

Phone number

(804) 918-2368

Established

Georgia since 05/03/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (47 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ASPEN PARTNERS, LTD	MANAGING MEMBER
TERRY, DEBORAH HOLLAND	FINOP/CFO	5680197
VICK, GEORGE DAVIS IV	CHIEF COMPLIANCE OFFICER	3006623

Red Flags

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Michael R. George

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Ronald George's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRITO CAPITAL LLC

FORTRESS CAPITAL FORMATION LLC

FORTRESS CAPITAL FORMATION LLC

DEUTSCHE BANK SECURITIES INC.

LEHMAN SPECIAL SECURITIES INC.

LEHMAN GOVERNMENT SECURITIES INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/8/1999

SIE

Date: 10/1/2018

Series 7

Date: 3/21/1987

Series 24

Date: 7/15/2009

Series 9

Date: 8/19/2008

FINRA

Current Firm

FRONTIER SOLUTIONS, LLC

Contact information

FINRA licenses (47 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FRONTIER SOLUTIONS, LLC

TRUST BUT VERIFY

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