Paul J. Hegener
Professional summary
Paul Joseph Hegener JR, who also goes by Joe Hegener Jr, is a registered financial advisor currently at VERAISON ASSET MANAGEMENT, LLC located in Newport Beach, California and ASTEROZOA MANAGEMENT located in Scottsdale, Arizona.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Paul has worked at 5 firms and has passed the Series 65, Series 63, Series 55, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Joseph Hegener JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2009 - Present
VERAISON ASSET MANAGEMENT, LLC
Office #1: 220 Newport Center Dr Suite 11-502, Newport Beach, CA 92660July 31, 2023 - Present
ASTEROZOA MANAGEMENT
May 17, 1996 - January 30, 2004
TD SECURITIES (USA) LLC
January 9, 1995 - February 20, 1996
J.P. MORGAN SECURITIES LLC
February 24, 1987 - April 6, 1988
CITICORP FINANCIAL SERVICES,INC.
Primary Firm SEC Registration
ASTEROZOA MANAGEMENT
CRD#: 316870 / SEC#: 801-122731
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/9/2024)
(2/6/2009)
Exams
Series 55
Date: 2/2/2000
Limited Representative-Equity Trader ExamCurrent Firm
ASTEROZOA MANAGEMENT
CRD#: 316870 / SEC#: 801-122731
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 103,936,739 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
