Daniel D. Pietro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel David Pietro was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1988. Daniel had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2005 - May 2, 2017
VIEWTRADE SECURITIES, INC.
May 29, 2003 - December 21, 2005
VIEWTRADE FINANCIAL
November 9, 2000 - June 18, 2003
VIEWTRADE SECURITIES, INC.
July 22, 1996 - November 9, 2000
BARRON CHASE SECURITIES, INC.
January 28, 1993 - July 29, 1996
EURO-ATLANTIC SECURITIES INC.
July 21, 1992 - January 26, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 23, 1988 - July 29, 1992
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIEWTRADE SECURITIES, INC.
CRD#: 46987 / SEC#: , 8-51605
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
