Arnold W. Beevers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arnold William Beevers, CFP® was a registered financial professional .
Arnold is a previously registered financial professional and started their career in finance in 1987. Arnold had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1996
Experience
January 21, 2016 - December 31, 2016
CETERA INVESTMENT ADVISERS LLC
January 21, 2016 - December 31, 2016
CETERA INVESTMENT SERVICES LLC
February 5, 2014 - December 17, 2015
IMA WEALTH
January 20, 2005 - March 3, 2014
TRUENORTH, INC.
January 20, 2005 - December 17, 2015
IMA WEALTH
July 13, 1999 - January 4, 2005
COMMERCE BROKERAGE SERVICES, INC.
June 26, 1995 - February 10, 1999
GOLD CAPITAL MANAGEMENT INC.
November 15, 1994 - June 26, 1995
INVEST FINANCIAL CORPORATION
July 25, 1994 - November 15, 1994
BANC IV INVESTMENTS, INC.
November 20, 1991 - July 19, 1994
H & R BLOCK FINANCIAL CORPORATION
August 31, 1988 - October 28, 1991
UBS FINANCIAL SERVICES INC.
February 13, 1987 - July 6, 1988
WADDELL & REED
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
