Darren G. Schnaible
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darren Gene Schnaible, who also goes by Darren Schnaible, was a registered financial professional .
Darren is a previously registered financial professional and started their career in finance in 2000. Darren had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 52, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2012 - September 23, 2013
FINANCIAL TELESIS INC
January 9, 2008 - April 20, 2010
FIRST REGIONAL SECURITIES
September 30, 2005 - September 30, 2005
FINANCIAL TELESIS INC
May 20, 2005 - September 30, 2005
FINANCIAL TELESIS INC
March 29, 2001 - July 2, 2003
FIRST REPUBLIC SECURITIES COMPANY, LLC
September 27, 2000 - December 7, 2000
BOSTON PARTNERS SECURITIES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL TELESIS INC
CRD#: 31012 / SEC#: 801-63974, 8-45304
Contact information
FINRA licenses (6 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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