CB
Carolyn S. Bishop
CREATIVEONE WEALTH
Oxnard, CA 93036
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CRD#: 1628197
CB
Professional summary
Carolyn Shirley Bishop, CFP® is a registered financial advisor currently at CREATIVEONE WEALTH, LLC located in Oxnard, California.
Carolyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Carolyn has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF THE OTHER BUSINESS: ELEK REVOCABLE TRUST INVESTMENT-RELATED: NO ADDRESS OF THE OTHER BUSINESS: 2330 DIAMOND HEAD WAY, OXNARD, CA 93036 YOUR POSITION OR TITLE: SUCCESSOR TRUSTEE NATURE OF THE OTHER BUSINESS: TRUST START DATE: NONE, ACT ONLY UPON THE DEATH OR INABILITY OF CURRENT TRUSTEE APPROXIMATE NUMBER OF HOURS/MONTH: 0 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS: MANAGING DIRECTIVES OF THE TRUST COMPENSATION: NO NAME OF THE OTHER BUSINESS: UNUM PROVIDENT DISABILITY INSURANCE INVESTMENT-RELATED: YES ADDRESS OF THE OTHER BUSINESS: 2330 DIAMOND HEAD WAY, OXNARD, CA 93036 YOUR POSITION OR TITLE: EMPLOYEE NATURE OF THE OTHER BUSINESS: INSURANCE START DATE: 08/03/2009 APPROXIMATE NUMBER OF HOURS/MONTH: APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS: BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS: RECEIVE DISABILITY INSURANCE RESIDUALS. SERVICE AND SALE OF DISABILITY INSURANCE COMPENSATION: YES NAME OF THE OTHER BUSINESS: BLUE SHIELD INVESTMENT-RELATED: YES ADDRESS OF THE OTHER BUSINESS: 2330 DIAMOND HEAD WAY, OXNARD, CA 93036 YOUR POSITION OR TITLE: AGENT NATURE OF THE OTHER BUSINESS: INSURANCE START DATE: 08/03/2009 APPROXIMATE NUMBER OF HOURS/MONTH: 1/2 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS: 1/2 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS: SERVICE AND SALE OF HEALTH INSURANCE COMPENSATION: YES NAME OF THE OTHER BUSINESS: INSURANCE INVESTMENT-RELATED: YES ADDRESS OF THE OTHER BUSINESS: 2330 DIAMOND HEAD WAY, OXNARD, CA 93036 YOUR POSITION OR TITLE: INSURANCE AGENT NATURE OF THE OTHER BUSINESS: INVESTMENT INSURANCE START DATE: 08/03/2009 APPROXIMATE NUMBER OF HOURS/MONTH: 5 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS: SALES OF FIXED, INDEX, LIFE, HEALTH, P&C INSURANCE PRODUCTS COMPENSATION: YES
CRS (Client Relationship Summary) - RIA
Click below to view Carolyn Shirley Bishop's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
November 2, 2020 - Present
CREATIVEONE WEALTH, LLC
Office #1: 300 E. Esplanade Drive 9th Floor, Oxnard, CA 93036RIA
CRD#: 281213
Oxnard, CA
Past
July 31, 2009 - July 13, 2021
SORRENTO PACIFIC FINANCIAL, LLC
BD
CRD#: 127787
OXNARD, CA
Past
December 2, 2003 - November 5, 2020
PARTNERVEST ADVISORY SERVICES LLC
RIA
CRD#: 113621
OXNARD, CA
Past
August 19, 2002 - December 2, 2003
PARTNERVEST ADVISORY SERVICES LLC
RIA
CRD#: 113621
SANTA BARBARA, CA
Past
July 30, 2002 - July 31, 2009
PARTNERVEST SECURITIES, INC.
BD
CRD#: 104134
OXNARD, CA
Past
January 12, 1998 - December 31, 2002
HERITAGE CAPITAL MANAGEMENT INC
RIA
CRD#: 110383
SANTA BARBARA, CA
Past
April 17, 1995 - January 18, 2003
OMNI FINANCIAL ADVISORY SERVICES
RIA
CRD#: 114326
OXNARD, CA
Past
February 24, 1987 - July 29, 2002
WATERSTONE FINANCIAL GROUP, INC.
BD
CRD#: 10078
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CREATIVEONE WEALTH, LLC
C1W | LA LOMA FINANCIAL SERVICES | CREATIVEONE WEALTH, LLC | COVENTRY WEALTH ADVISORS | CHANGEPATH, LLC | CHANGEPATH | CHANGE PATH LLC
CRD#: 281213 / SEC#: 801-106677
RIA
Registered Investment Advisory firm - (9/25/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/3/2020)
IAR
Texas(11/2/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CW
CREATIVEONE WEALTH, LLC
C1W | LA LOMA FINANCIAL SERVICES | CREATIVEONE WEALTH, LLC | COVENTRY WEALTH ADVISORS | CHANGEPATH, LLC | CHANGEPATH | CHANGE PATH LLC
CRD#: 281213 / SEC#: 801-106677
RIA
Registered Investment Advisory firm - (9/25/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6330 Sprint Pkwy Suite 400, Overland Park, KS 66211
Mailing Address
Phone number
(913) 402-7897
Established
Firm type
Fiscal year end
# of Employees
217
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,437 |
| AUM (Assets Under Management) | $ 4,828,907,475 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CREATIVEONE WEALTH, LLC
CRD#: 281213Oxnard, CA 93036TRUST BUT VERIFY
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