Timothy J. Mulholland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy J Mulholland, who also goes by Timothy Mulholland, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1987. Timothy had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2009 - February 3, 2014
PMK CAPITAL ADVISORS INC
November 2, 2006 - November 20, 2008
H2C SECURITIES INC.
August 19, 2003 - November 29, 2004
TRADELINK L.L.C.
January 25, 2001 - July 22, 2002
ROSENTHAL COLLINS SECURITIES, L.L.C
January 5, 1996 - October 5, 2000
SDI CAPITAL MARKETS, INC.
January 17, 1992 - March 21, 1994
J.P. MORGAN SECURITIES LLC
November 25, 1987 - January 16, 1992
DISCOUNT CORPORATION OF NEW YORK FUTURES
State Registrations and Notice Filings
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Exams
Current Firm
PMK CAPITAL ADVISORS INC
CRD#: 108061 / SEC#: 801-56209
Contact information
Red Flags
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