ES
Eric S. Springer
J. W. COLE ADVISORS
Lowell, MI 49331
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CRD#: 1627822
ES
Professional summary
Eric Stanley Springer is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Lowell, Michigan.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Eric has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) BROOKSTONE INVESTMENTS; President; Sole Proprietorship; INVESTMENT RELATED; 10 SECURITIES TRADING HOURS; 10 START DATE: 01/01/2009; 309 E. Main Street, Lowell, MI 49331; Fixed Insurance sales. (2) Blue Time LLC; non-investment related; 309 E Main, Lowell, MI 49302; Owner of office building; President; Lease office space, manage building. (3) Florida Built; Not investment related; 6221 Snow Ave SE, Alto, MI 49302; President; Clothing and Marine accessories sales; Sales and marketing of clothing and marine accessories; Start 8/21/2023; 5 hrs./mo., 5 hrs./mo. during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Stanley Springer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 20, 2019 - Present
J. W. COLE ADVISORS, INC.
Office #1: 309 E. Main Street, Lowell, MI 49331RIA
CRD#: 112294
Lowell, MI
Past
March 15, 2019 - May 15, 2025
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
Lowell, MI
Past
November 24, 2010 - March 15, 2019
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
GRAND RAPIDS, MI
Past
April 29, 1998 - March 15, 2019
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
GRAND RAPIDS, MI
Past
March 5, 1987 - September 6, 1989
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(3/20/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Lowell, MI 49331TRUST BUT VERIFY
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